Risk and compliance - PDFSEARCH.IO - Document Search Engine

Risk and compliance
Results: 2018

#	Item
51	Managing risk in an age of complexity Executive Summary Managing risk has never been so important for businesses, nor has Add to Reading List Source URL: go.sap.com Language: English Actuarial science Management Project management Risk management Security Systems engineering Governance risk management and compliance Risk
52	COLORADO COMMITTEE ON QUALITY AND COMPLIANCE June 2011 First Regional Training A Success High Risk Training Add to Reading List Source URL: www.cbhc.org Language: English - Date: 2013-08-09 14:02:08 Audit Auditing
53	Coverage Regulators play an important role managing risk and protecting our economic, social and environmental interests. However, the way regulators operate can impose unnecessary burden on those they regulate. Conseque Add to Reading List Source URL: www.cuttingredtape.gov.au Language: English - Date: 2015-05-24 20:38:21 Regulatory compliance Regulatory agency Regulatory risk differentiation Office of the Gene Technology Regulator
54	Compliance monitoring ratings - recruitmentBased on primarily on recruitment carried outIndicators suggest minor or no compliance risk to the organisation and minor or no concerns with the capability Add to Reading List Source URL: civilservicecommission.independent.gov.uk Language: English - Date: 2016-01-18 06:21:46 Amber Traditional medicine Home Office National Crime Agency Child safety Emergency vehicle lighting
55	National Futures Association: Proposed Technical Amendments to NFA Requirements – NFA Bylaw 1507 and NFA Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2016-06-13 17:43:02 Financial markets Systemic risk Commodity markets National Futures Association Commodity Futures Trading Commission Commodity Exchange Act Futures contract DoddFrank Wall Street Reform and Consumer Protection Act Foreign exchange market
56	AEI Audit, Compliance and Risk Committee Charter AEI Add to Reading List Source URL: www.australianethical.com.au Language: English - Date: 2016-02-28 23:00:29 Auditing Internal audit Audit Internal control Corporate governance External auditor Audit committee Chief audit executive
57	Compliance monitoring ratings - recruitmentBased on primarily on recruitment carried outIndicators suggest minor or no compliance risk to the organisation and minor or no concerns with the capability Add to Reading List Source URL: civilservicecommission.independent.gov.uk Language: English - Date: 2016-01-18 06:21:46 Amber Traditional medicine Home Office National Crime Agency Child safety Emergency vehicle lighting
58	Conducting Baseline Risk Assessments Add to Reading List Source URL: www.cbhc.org Language: English - Date: 2013-08-09 14:01:27 Regulatory compliance Business ethics Compliance and ethics program Corporate governance Single Audit Chief compliance officer Compliance requirements Due diligence
59	Towards Legal Knowledge Management Systems for Regulatory Compliance Guido Boella1 , Joris Hulstijn2 , Llio Humphreys1,3 , Marijn Janssen2 , and Leendert van der Torre3 1 Add to Reading List Source URL: homepage.tudelft.nl Language: English - Date: 2013-04-17 06:19:32 Semantic Web Ontology Information science Knowledge representation Knowledge engineering Audit IT risk Applied ontology Business process management Web Ontology Language Upper ontology Draft:Outline of ontologies
60	Edition 5 Markets Regulation Client Newsletter – May 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk European Market Infrastructure Regulation Swap Execution Facility Over-the-counter Derivative Markets in Financial Instruments Directive Commodity Futures Trading Commission Financial transaction tax Central Counterparty Clearing European Union financial transaction tax Foreign Account Tax Compliance Act DoddFrank Wall Street Reform and Consumer Protection Act